Individual Firm
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DENNIS JOSEPH DONOVAN
CRD#: 2594244
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 75 W LEE ST STE 102
WARRENTON, VA 20186
WARRENTON, VA 20186
CETERA ADVISOR NETWORKS LLCCRD#: 13572 75 W LEE ST STE 102
WARRENTON, VA 20186
WARRENTON, VA 20186
0
Disclosures
29
Years of Experience
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State Registrations
B
California 9/3/2013
B
New York 1/7/2020
B
District of Columbia 9/3/2013
B
South Carolina 1/4/2023
B
Florida 1/10/2022
B
Virginia 9/3/2013
B
Maryland 9/3/2013
IA
Virginia 6/29/2023
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
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Registered with this firm since 9/3/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/03/2013 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 08/01/2003 - 09/03/2013 | WARRENTON, VA | |
B | 08/01/2003 - 09/03/2013 | WARRENTON, VA | |
IA | 02/14/2000 - 08/01/2003 | VIENNA, VA | |
B | 12/17/1999 - 08/01/2003 | NEW YORK, NY | |
B | 12/15/1995 - 12/08/1999 | ST. PAUL, MN | |
B | 05/22/1995 - 09/08/1995 | SPRINGFIELD, MA | |
B | 05/22/1995 - 09/08/1995 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.