Individual Firm
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ORION JEFFREY MARX
CRD#: 2593912
IA
B
MARINER WEALTHCRD#: 140195 7120 Beneva Road
Sarasota, FL 34238
Sarasota, FL 34238
MSEC, LLCCRD#: 154327 7120 South Beneva Road
Sarasota, FL 34238
Sarasota, FL 34238
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 12/17/2024
B
New Mexico 12/17/2024
B
Arizona 12/17/2024
B
New York 3/5/2025
B
California 12/17/2024
B
North Carolina 12/17/2024
B
Colorado 12/17/2024
B
Ohio 12/17/2024
B
Connecticut 12/17/2024
B
Pennsylvania 12/17/2024
B
District of Columbia 12/17/2024
B
Rhode Island 12/17/2024
IA
Florida 12/16/2024
B
South Carolina 12/17/2024
B
Florida 12/17/2024
B
South Dakota 12/17/2024
B
Georgia 12/17/2024
IA
Texas 12/3/2024
B
Illinois 12/17/2024
B
Texas 12/17/2024
B
Indiana 12/17/2024
B
Utah 12/17/2024
B
Iowa 12/17/2024
B
Virginia 12/17/2024
B
Louisiana 12/17/2024
B
Washington 12/17/2024
B
Massachusetts 12/17/2024
B
Wisconsin 12/17/2024
B
Missouri 12/17/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/3/2024
B
Registered with this firm since 12/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/10/1995 - 12/05/2024 | SARASOTA, FL | |
B | 08/08/1995 - 12/05/2024 | SARASOTA, FL | |
B | 08/08/1995 - 04/11/2006 | FORT WAYNE, IN | |
B | 03/21/1995 - 08/01/1995 | SARASOTA, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.