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LISA DYANNE OBEJI
LISA DYANNE BULLARD ^, LISA DYANNE BULLARD, LISA DYANNE MARINO ^, LISA MARINO, LISA D OBEJI…
CRD#: 2593527
IA
B
MORGAN STANLEYCRD#: 149777 6565 Americas Parkway
Suite 400
Albuquerque, NM 87110
Suite 400
Albuquerque, NM 87110
0
Disclosures
16
Years of Experience
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State Registrations
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Alabama 4/8/2022
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Nebraska 11/15/2024
B
Arizona 11/7/2014
B
Nevada 8/6/2015
B
Arkansas 2/7/2017
B
New Jersey 2/7/2017
B
California 11/7/2014
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New Mexico 5/6/2014
B
Colorado 11/7/2014
B
New Mexico 6/27/2014
B
Connecticut 12/5/2023
B
New York 2/7/2017
B
District of Columbia 5/24/2022
B
North Carolina 7/27/2016
B
Florida 4/17/2015
B
Ohio 2/8/2017
B
Georgia 1/9/2020
B
Oklahoma 4/8/2022
B
Hawaii 3/9/2015
B
Oregon 11/7/2014
B
Idaho 2/7/2017
B
Pennsylvania 4/8/2022
B
Illinois 3/15/2022
B
South Carolina 3/15/2022
B
Indiana 3/15/2022
B
South Dakota 9/10/2024
B
Iowa 3/15/2022
B
Tennessee 3/15/2022
B
Kansas 2/7/2017
B
Texas 8/2/2017
B
Kentucky 8/10/2015
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Texas 3/11/2020
B
Maryland 3/15/2022
B
Utah 2/7/2017
B
Massachusetts 3/15/2022
B
Vermont 3/10/2023
B
Michigan 2/7/2017
B
Virginia 2/17/2015
B
Minnesota 3/15/2022
B
Washington 4/13/2017
B
Mississippi 1/4/2022
B
Wisconsin 3/15/2022
B
Missouri 3/15/2022
B
Wyoming 2/7/2017
B
Montana 3/15/2022
SRO Registrations
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IA
Registered with this firm since 5/6/2014
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Registered with this firm since 4/9/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/18/2009 - 08/20/2013 | ALBUQUERQUE, NM | |
IA | 03/19/2009 - 12/09/2009 | ALBUQUERQUE, NM | |
B | 07/29/2008 - 12/01/2009 | ALBUQUERQUE, NM | |
IA | 01/31/2008 - 06/27/2008 | ALBUQUERQUE, NM | |
B | 11/19/2007 - 06/27/2008 | ALBUQUERQUE, NM |
ALBUQUERQUE, NM
03/19/2009 - 12/09/2009
ALBUQUERQUE, NM
01/31/2008 - 06/27/2008
ALBUQUERQUE, NM
11/19/2007 - 06/27/2008
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.