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Detailed Report
EDWARD GRAHAM DULIN JR
EDDIE DULIN, EDWARD GRAHAM DULIN
CRD#: 2592818
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Investment Adviser
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Previous Broker
MARINER WEALTHCRD#: 140195 17767 N SCOTTSDALE ROAD
SUITE 310
SCOTTSDALE, AZ 85254
Registration History
19952000200520102015202020252 FIRMS2008 - 2019 (10 years)IAMARINER WEALTH (CRD# 140195)2019 - Present (5 years)BMSEC, LLC (CRD# 154327)2019 - 2023 (4 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2008 (7 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1995 - 2000 (5 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2008 (6 years)
License(s)

State Registrations

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Arizona 9/20/2019
Current Registration(s)
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MARINER WEALTH (CRD#:140195)
17767 N SCOTTSDALE ROAD SUITE 310, SCOTTSDALE, AZ 85254
Registered with this firm since 9/20/2019
Previous Registration(s)
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 09/06/2019 - 11/21/2023 MSEC, LLC (CRD#:154327) Scottsdale, AZ
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 10/03/2008 - 09/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLAGSTAFF, AZ
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 10/03/2008 - 09/10/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FLAGSTAFF, AZ
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 11/13/2001 - 10/14/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
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 11/09/2000 - 10/14/2008 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
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 05/31/1995 - 11/22/2000 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.