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DAVID LEE JOHNSON
CRD#: 259181
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5001 Spring Valley Road
Suite 900W
Dallas, TX 75244
Registration History
197519801985199019952000200520102015202020252 FIRMS1993 - 2009 (15 years)2 FIRMS2009 - Present (15 years)BLEHMAN BROTHERS INC. (CRD# 7506)1988 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1972 - 1988 (15 years)
Disclosure(s)
View By:
8/6/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/1/2009

B
New York 6/1/2009

B
California 6/1/2009

B
South Carolina 6/1/2009

B
Colorado 1/5/2021

B
Tennessee 6/1/2009

B
Florida 6/1/2009

B
Texas 6/1/2009

B
Idaho 4/4/2023

IA
Texas 6/1/2009

B
Illinois 6/14/2012

B
Utah 6/1/2009

B
Massachusetts 7/20/2012

B
Virginia 6/1/2009

B
Missouri 9/26/2013

B
Washington 2/8/2016

B
New Mexico 6/1/2009

B
Wisconsin 6/1/2009

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

B
MORGAN STANLEY (CRD#:149777)
5001 Spring Valley Road Suite 900W, Dallas, TX 75244
Registered with this firm since 6/1/2009

Previous Registration(s)
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IA
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
07/31/1993 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
02/15/1988 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
12/04/1972 - 02/15/1988 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.