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ANDREW SCOTT COPULSKY
ANDREW COPULSKY
CRD#: 2591581
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 HOUSTON, TX
Registration History
19952000200520102015202020252 FIRMS1996 - 1996 (<1 year)2 FIRMS1999 - 1999 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2012 - Present (12 years)BSIMMONS & COMPANY INTERNATIONAL (CRD# 23974)2011 - 2011 (<1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2005 - 2008 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2004 - 2005 (1 year)BNAVILLUS SECURITIES, INC. (CRD# 31230)2002 - 2002 (<1 year)BGRO CORPORATION (CRD# 14684)1999 - 2002 (2 years)BBLOCK TRADING INC. (CRD# 36666)1998 - 1998 (<1 year)BBLOCK TRADING INC. (CRD# 36666)1996 - 1997 (<1 year)BROYCE INVESTMENT GROUP, INC. (CRD# 10494)1995 - 1995 (<1 year)IAAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2007 - 2008 (1 year)
License(s)

State Registrations

B
Alabama 7/2/2013

B
Nevada 7/2/2013

B
Alaska 7/2/2013

B
New Hampshire 7/2/2013

B
Arizona 7/2/2013

B
New Jersey 7/2/2013

B
Arkansas 7/2/2013

B
New Mexico 7/2/2013

B
California 7/2/2013

B
New York 7/2/2013

B
Colorado 7/2/2013

IA
North Carolina 6/6/2012

B
Connecticut 7/2/2013

B
North Carolina 6/11/2012

B
Delaware 7/2/2013

B
North Dakota 7/2/2013

B
District of Columbia 7/2/2013

B
Ohio 7/2/2013

B
Florida 7/2/2013

B
Oklahoma 7/2/2013

B
Georgia 7/2/2013

B
Oregon 7/2/2013

B
Hawaii 7/2/2013

B
Pennsylvania 7/2/2013

B
Idaho 7/2/2013

B
Puerto Rico 7/2/2013

B
Illinois 7/2/2013

B
Rhode Island 7/2/2013

B
Indiana 7/2/2013

B
South Carolina 7/2/2013

B
Iowa 7/2/2013

IA
South Carolina 9/17/2018

B
Kansas 7/2/2013

B
South Dakota 7/2/2013

B
Kentucky 7/2/2013

B
Tennessee 7/2/2013

B
Louisiana 7/2/2013

B
Texas 6/6/2012

B
Maine 7/2/2013

IA
Texas 6/6/2012

B
Maryland 7/2/2013

B
Utah 7/2/2013

B
Massachusetts 7/2/2013

B
Vermont 7/2/2013

B
Michigan 7/2/2013

B
Virgin Islands 7/2/2013

B
Minnesota 7/2/2013

B
Virginia 7/2/2013

B
Mississippi 7/2/2013

B
Washington 7/2/2013

B
Missouri 7/2/2013

B
West Virginia 7/2/2013

B
Montana 7/2/2013

B
Wisconsin 7/2/2013

B
Nebraska 7/2/2013

B
Wyoming 7/2/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
HOUSTON, TX
Registered with this firm since 6/6/2012

B
LPL FINANCIAL LLC (CRD#:6413)
HOUSTON, TX
Registered with this firm since 6/6/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/19/2011 - 11/28/2011 SIMMONS & COMPANY INTERNATIONAL (CRD#:23974) MINNEAPOLIS, MN
IA
06/10/2010 - 08/24/2010 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
B
06/16/2010 - 08/24/2010 SANDERS MORRIS HARRIS INC. (CRD#:20580) HOUSTON, TX
IA
01/08/2008 - 05/06/2009 SAGEPOINT FINANCIAL, INC. (CRD#:133763) HOUSTON, TX
B
01/08/2008 - 05/06/2009 SAGEPOINT FINANCIAL, INC. (CRD#:133763) HOUSTON, TX
IA
03/20/2007 - 10/29/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) HOUSTON, TX
B
03/09/2005 - 10/29/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) HOUSTON, TX
B
01/01/2004 - 03/07/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
08/14/2002 - 10/25/2002 NAVILLUS SECURITIES, INC. (CRD#:31230) WEST CONSHOHOCKEN, PA
B
12/15/1999 - 01/15/2002 GRO CORPORATION (CRD#:14684) CHICAGO, IL
B
07/07/1999 - 08/27/1999 M G SECURITIES GROUP, INC. (CRD#:42991) DALLAS, TX
B
01/25/1999 - 06/11/1999 GRO CORPORATION (CRD#:14684) CHICAGO, IL
B
02/02/1998 - 06/18/1998 BLOCK TRADING INC. (CRD#:36666)
FINRA expelled the firm on 06/30/1999
HOUSTON, TX
B
11/07/1996 - 02/24/1997 BLOCK TRADING INC. (CRD#:36666)
FINRA expelled the firm on 06/30/1999
HOUSTON, TX
B
07/02/1996 - 09/13/1996 PACIFIC CAPITAL MANAGEMENT (CRD#:23343) CITY OF INDUSTRY, CA
B
04/29/1996 - 05/21/1996 BLOCK TRADING INC. (CRD#:36666)
FINRA expelled the firm on 06/30/1999
HOUSTON, TX
B
03/13/1995 - 12/14/1995 ROYCE INVESTMENT GROUP, INC. (CRD#:10494) WOODBURY, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.