View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
B | 07/19/2011 - 11/28/2011 | MINNEAPOLIS, MN | |
IA | 06/10/2010 - 08/24/2010 | HOUSTON, TX | |
B | 06/16/2010 - 08/24/2010 | HOUSTON, TX | |
IA | 01/08/2008 - 05/06/2009 | HOUSTON, TX | |
B | 01/08/2008 - 05/06/2009 | HOUSTON, TX | |
IA | 03/20/2007 - 10/29/2008 | HOUSTON, TX | |
B | 03/09/2005 - 10/29/2008 | HOUSTON, TX | |
B | 01/01/2004 - 03/07/2005 | CHICAGO, IL | |
B | 08/14/2002 - 10/25/2002 | WEST CONSHOHOCKEN, PA | |
B | 12/15/1999 - 01/15/2002 | CHICAGO, IL | |
B | 07/07/1999 - 08/27/1999 | DALLAS, TX | |
B | 01/25/1999 - 06/11/1999 | CHICAGO, IL | |
B | 02/02/1998 - 06/18/1998 | HOUSTON, TX | |
B | 11/07/1996 - 02/24/1997 | HOUSTON, TX | |
B | 07/02/1996 - 09/13/1996 | CITY OF INDUSTRY, CA | |
B | 04/29/1996 - 05/21/1996 | HOUSTON, TX | |
B | 03/13/1995 - 12/14/1995 | WOODBURY, NY |