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JONATHON PAUL ANAS
CRD#: 2591356
IA
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COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 3250 Oak Ridge Loop E
West Fargo, ND 58078
West Fargo, ND 58078
0
Disclosures
29
Years of Experience
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State Registrations
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Arizona 11/14/2023
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North Dakota 11/15/2023
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Florida 11/14/2023
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Pennsylvania 11/14/2023
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Iowa 11/14/2023
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South Dakota 11/14/2023
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Minnesota 11/14/2023
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Wisconsin 11/14/2023
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North Dakota 11/14/2023
SRO Registrations
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Registered with this firm since 11/15/2023
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Registered with this firm since 11/14/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/09/2013 - 11/15/2023 | WEST FARGO, ND | |
B | 12/05/2013 - 11/15/2023 | WEST FARGO, ND | |
IA | 05/10/2006 - 12/19/2013 | FARGO, ND | |
B | 04/28/2006 - 12/19/2013 | FARGO, ND | |
IA | 07/22/2002 - 04/28/2006 | FARGO, ND | |
B | 07/11/2002 - 04/28/2006 | FARGO, ND | |
IA | 09/10/2001 - 07/03/2002 | MOORHEAD, MN | |
B | 12/13/2000 - 07/03/2002 | SAN FRANCISCO, CA | |
B | 10/06/2000 - 12/13/2000 | MINNEAPOLIS, MN | |
B | 12/01/1998 - 10/20/2000 | ST. LOUIS, MO | |
B | 03/02/1995 - 11/11/1998 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.