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ROBERT JOHN RADOCCIA
CRD#: 2591278
IA
Investment Adviser
B
Broker
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLCCRD#: 295193 1220 Pontiac Ave
SUITE 301
CRANSTON, RI 02920
AUSDAL FINANCIAL PARTNERS, INC.CRD#: 7995 1220 PONTIAC AVENUE, SUITE 301
CRANSTON, RI 02920
Registration History
1995200020052010201520202025IATHE CAPITAL GROUP FIDUCIARY AD... (CRD# 295193)2018 - Present (6 years)BAUSDAL FINANCIAL PARTNERS, INC. (CRD# 7995)2020 - Present (4 years)BTHE CAPITAL GROUP SECURITIES, INC. (CRD# 104052)2000 - 2020 (20 years)BINVESTACORP, INC. (CRD# 7684)1995 - 2000 (5 years)IATHE CAPITAL GROUP (CRD# 129615)2001 - 2018 (17 years)
License(s)

State Registrations

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Florida 11/17/2020

B
New York 1/13/2021

IA
Florida 12/3/2021

IA
Rhode Island 7/16/2018

B
Massachusetts 11/17/2020

B
Rhode Island 10/21/2020

B
New Hampshire 2/11/2021

B
South Carolina 1/12/2021

B
New Jersey 1/13/2021

B
Vermont 1/15/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE CAPITAL GROUP FIDUCIARY ADVISORS, LLC (CRD#:295193)
1220 Pontiac Ave SUITE 301, CRANSTON, RI 02920
WEST PALM BEACH, FL
Registered with this firm since 7/16/2018

B
AUSDAL FINANCIAL PARTNERS, INC. (CRD#:7995)
1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920
Registered with this firm since 10/21/2020

Previous Registration(s)
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10/16/2000 - 12/31/2020 THE CAPITAL GROUP SECURITIES, INC. (CRD#:104052) CRANSTON, RI
IA
06/20/2001 - 12/31/2018 THE CAPITAL GROUP (CRD#:129615) CRANSTON, RI
B
03/20/1995 - 11/09/2000 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.