Individual Firm
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Robert M Weldon
ROBERT MICHAEL WELDON
CRD#: 2591129
IA
B
EATON VANCE MANAGEMENTCRD#: 104859 Milton, GA
EATON VANCE DISTRIBUTORS, INC.CRD#: 37731 Milton, GA
0
Disclosures
29
Years of Experience
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State Registrations
B
Alabama 8/18/2020
IA
Massachusetts 9/29/2020
B
Georgia 8/18/2020
B
South Carolina 8/18/2020
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/06/2019 - 08/04/2020 | GREENWICH, CT | |
IA | 06/24/2015 - 06/10/2019 | CHICAGO, IL | |
B | 06/24/2015 - 06/10/2019 | CHICAGO, IL | |
IA | 07/19/1999 - 10/21/2014 | JERSEY CITY, NJ | |
B | 11/10/1997 - 10/20/2014 | JERSEY CITY, NJ | |
B | 03/06/1995 - 10/16/1997 | HARTFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.