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CYNTHIA LOU MERCURI
CYNTHIA L HOSTETTER, CYNTHIA LOU HOSTETTER
CRD#: 2591021
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 PHOENIXVILLE, PA
CETERA ADVISORS LLCCRD#: 10299 PHOENIXVILLE, PA
0
Disclosures
29
Years of Experience
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State Registrations
B
California 3/12/2019
B
New Hampshire 4/27/2004
B
Delaware 1/1/2004
B
New Jersey 1/1/2004
B
Florida 1/4/2018
B
Pennsylvania 1/1/2004
B
Maine 11/16/2023
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Pennsylvania 3/21/2024
B
Maryland 2/24/2011
SRO Registrations
B
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Registered with this firm since 3/21/2024
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2004 - 03/21/2024 | DEVON, PA | |
IA | 06/30/2003 - 05/07/2007 | DEVON, PA | |
B | 06/23/2003 - 01/02/2004 | ATLANTA, GA | |
IA | 06/23/2003 - 01/01/2004 | DEVON, PA | |
B | 09/28/1999 - 06/26/2003 | NEW YORK, NY | |
B | 05/01/1995 - 11/09/1999 | NEW YORK, NY |
DEVON, PA
06/30/2003 - 05/07/2007
DEVON, PA
06/23/2003 - 01/01/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.