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Paula K. Earll
PAULA KAY EARLE, PAULA KAY EARLL, PAULA KAY THOMAS
CRD#: 2590956
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1701 NW ST LUCIE WEST BLVD.
PORT ST. LUCIE, FL 34986
Registration History
19952000200520102015202020252 FIRMS2000 - 2002 (2 years)2 FIRMS2003 - 2006 (3 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2000 (4 years)
Disclosure(s)
View By:
9/16/2015
Customer Dispute
Denied
6/7/2006
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/9/2021

B
New York 11/29/2012

B
California 10/1/2012

B
North Carolina 2/26/2014

B
Colorado 8/16/2024

B
Ohio 11/15/2013

B
Connecticut 10/14/2024

B
Oklahoma 10/31/2016

B
Florida 10/1/2012

B
Pennsylvania 6/8/2022

IA
Florida 10/1/2012

B
Rhode Island 3/21/2023

B
Georgia 2/29/2016

B
South Carolina 5/18/2017

B
Illinois 12/20/2018

B
South Dakota 2/8/2023

B
Indiana 2/17/2021

B
Texas 7/23/2019

B
Louisiana 9/2/2015

IA
Texas 7/31/2019

B
Maryland 4/2/2015

B
Virginia 12/8/2021

B
Michigan 7/2/2019

B
Washington 7/30/2014

B
New Jersey 1/2/2020

B
Wisconsin 9/1/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1701 NW ST LUCIE WEST BLVD., PORT ST. LUCIE, FL 34986
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1701 NW ST LUCIE WEST BLVD., PORT ST. LUCIE, FL 34986
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/05/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WELLINGTON, FL
B
08/29/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WELLINGTON, FL
IA
08/02/2010 - 07/11/2012 LPL FINANCIAL LLC (CRD#:6413) PALM CITY, FL
B
07/27/2010 - 07/11/2012 LPL FINANCIAL LLC (CRD#:6413) PALM CITY, FL
IA
11/13/2009 - 07/26/2010 PNC INVESTMENTS (CRD#:129052) PORT ST. LUCIE, FL
B
11/13/2009 - 07/26/2010 PNC INVESTMENTS (CRD#:129052) PORT ST. LUCIE, FL
IA
10/18/2007 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) PORT ST. LUCIE, FL
B
10/18/2007 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) PORT ST. LUCIE, FL
IA
07/25/2003 - 08/25/2006 AXA ADVISORS, LLC (CRD#:6627) PORT ST. LUCIE, FL
B
07/17/2003 - 08/25/2006 AXA ADVISORS, LLC (CRD#:6627) PORT ST. LUCIE, FL
IA
03/27/2000 - 10/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) STUART, FL
B
03/27/2000 - 10/18/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
B
04/11/1995 - 03/31/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.