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DIANE PATRICIA DAVIS
DIANE P DAVIS, DIANE PATRICIA GILLULY
CRD#: 2590939
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 8840 SW 136TH ST
MIAMI, FL 33176
Registration History
19952000200520102015202020252 FIRMS1995 - Present (29 years)
Disclosure(s)
View By:
4/23/2008
Customer Dispute
Settled
3/19/2003
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
California 4/28/2017

B
New Mexico 11/12/2013

B
Connecticut 5/17/2018

B
New York 3/6/1997

IA
Connecticut 11/5/2024

B
North Carolina 2/17/2011

B
District of Columbia 9/6/2023

B
Pennsylvania 11/13/2008

B
Florida 4/18/1995

B
Puerto Rico 7/15/2019

IA
Florida 4/18/1995

B
Rhode Island 2/15/2022

B
Georgia 7/23/2013

B
South Carolina 7/15/2019

B
Idaho 6/2/2023

B
Tennessee 10/29/2020

B
Iowa 7/15/2004

IA
Texas 8/16/2005

B
Maryland 12/4/2017

B
Texas 2/7/2013

B
Massachusetts 11/8/2018

B
Virginia 1/4/2018

B
Nevada 5/21/2021

B
Washington 11/15/2024

B
New Jersey 7/14/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
ESSEX, CT
Registered with this firm since 4/18/1995

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
ESSEX, CT
Registered with this firm since 4/13/1995

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.