Individual Firm
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WILLIAM JOSEPH HANNAN
BILL HANNAN
CRD#: 2590752
IA
B
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
STE 301
SAVANNAH, GA 31405
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5/13/2003
Customer Dispute
Closed-No Action
State Registrations
B
Colorado 2/17/2012
B
New York 8/2/2023
B
Florida 2/17/2012
B
North Carolina 5/12/2015
B
Georgia 2/17/2012
B
South Carolina 2/17/2012
IA
Georgia 2/22/2012
B
Tennessee 1/3/2025
B
Illinois 2/17/2012
B
Texas 2/17/2012
B
Indiana 2/8/2023
IA
Texas 2/17/2012
B
Iowa 2/17/2012
B
Virginia 11/15/2024
B
New Jersey 2/17/2012
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 2/17/2012
B
Registered with this firm since 2/17/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2000 - 02/27/2012 | SAVANNAH, GA | |
B | 05/22/1998 - 02/27/2012 | SAVANNAH, GA | |
B | 03/16/1995 - 06/03/1998 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.