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BRIAN DOUGLAS RAAT
CRD#: 2590187
IA
Investment Adviser
B
Broker
WEDBUSH SECURITIES INC.CRD#: 877 21650 OXNARD STREET
STE 1440
WOODLAND HILLS, CA 91367
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - Present (15 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1996 - 2009 (13 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1997 - 2009 (12 years)
License(s)

State Registrations

B
Arkansas 8/15/2018

B
Missouri 4/14/2023

B
California 10/22/2009

B
Nevada 4/21/2023

IA
California 10/22/2009

IA
New Jersey 8/26/2015

B
Colorado 9/26/2014

B
New Mexico 10/1/2020

IA
Delaware 8/9/2016

B
New York 10/22/2009

B
Florida 9/1/2017

B
Oregon 10/22/2009

B
Georgia 12/19/2023

B
Pennsylvania 12/19/2023

B
Hawaii 7/12/2024

B
Tennessee 7/29/2020

B
Louisiana 5/10/2019

B
Texas 9/19/2017

B
Maine 12/19/2023

B
Utah 5/19/2023

B
Massachusetts 5/17/2023

IA
Vermont 5/23/2017

IA
Missouri 1/24/2017

B
Virginia 8/22/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEDBUSH SECURITIES INC. (CRD#:877)
21650 OXNARD STREET STE 1440, WOODLAND HILLS, CA 91367
Registered with this firm since 10/22/2009

B
WEDBUSH SECURITIES INC. (CRD#:877)
21650 OXNARD STREET STE 1440, WOODLAND HILLS, CA 91367
Registered with this firm since 10/22/2009

Previous Registration(s)
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IA
07/08/1997 - 10/21/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ENCINO, CA
B
08/21/1996 - 10/21/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) ENCINO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.