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Robert Cesar Diaz
BOB DIAZ
CRD#: 2589791
IA
B
EDWARD JONESCRD#: 250 255 EXECUTIVE DR SUITE 403
PLAINVIEW, NY 11803-1718
PLAINVIEW, NY 11803-1718
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Connecticut 6/1/2000
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Oregon 7/22/2022
B
Delaware 2/21/2023
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Pennsylvania 3/30/2001
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Florida 10/10/2000
B
South Carolina 7/18/2011
B
Maryland 6/29/2001
B
Texas 12/12/2022
B
Massachusetts 8/9/2023
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Texas 12/14/2022
B
New Jersey 6/1/2000
B
Utah 4/10/2017
B
New York 6/1/2000
B
Vermont 2/9/2012
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New York 6/8/2021
B
Virginia 7/16/2002
B
North Carolina 7/30/2002
B
Washington 11/13/2017
SRO Registrations
B
B
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Registered with this firm since 2/27/2019
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Registered with this firm since 6/1/2000
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/1999 - 06/23/2000 | MELVILLE, NY | |
B | 03/22/1995 - 10/01/1999 | MIAMI BEACH, FL |
MELVILLE, NY
10/01/1999 - 06/23/2000
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.