Individual Firm
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MICHAEL ANCEL BROWN
CRD#: 2587735
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 200 Central Avenue
Suite 270
St. Petersburg, FL 33701
Suite 270
St. Petersburg, FL 33701
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12/11/2013
Customer Dispute
Settled
State Registrations
B
California 5/28/2020
B
North Carolina 5/29/2020
B
Florida 5/28/2020
B
Ohio 5/28/2020
IA
Florida 5/29/2020
B
Oregon 5/28/2020
B
Georgia 9/25/2023
B
Tennessee 6/21/2024
B
Maryland 5/28/2020
B
Texas 5/28/2020
B
New Jersey 5/28/2020
IA
Texas 6/19/2020
B
New York 5/28/2020
SRO Registrations
B
B
B
B
B
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Learn about permitted activities of registered representatives
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Registered with this firm since 5/29/2020
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Registered with this firm since 5/28/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/14/2006 - 05/29/2020 | SAINT PETERSBURG, FL | |
B | 01/13/2006 - 05/29/2020 | SAINT PETERSBURG, FL | |
B | 10/01/2000 - 12/31/2005 | ST. LOUIS, MO | |
B | 03/07/1995 - 10/01/2000 | CHARLOTTE, NC |
SAINT PETERSBURG, FL
04/14/2006 - 05/29/2020
SAINT PETERSBURG, FL
01/13/2006 - 05/29/2020
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.