Individual Firm
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Andrea K Stephenson
ANDREA BREWER, ANDREA K STEPHENSON, ANDREA KRISTEN STEPHENSON
CRD#: 2587500
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 100 University Town Center Drive
Sarasota, FL 34243
Sarasota, FL 34243
0
Disclosures
29
Years of Experience
View By:
State Registrations
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Arizona 1/24/2025
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Nevada 1/24/2025
B
California 7/15/2005
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New Hampshire 3/28/2019
B
Colorado 3/28/2019
B
New Jersey 3/28/2019
B
Florida 7/15/2005
B
New York 4/24/2008
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Florida 9/20/2005
B
North Carolina 1/4/2006
B
Georgia 12/7/2005
B
North Dakota 6/22/2018
B
Illinois 6/23/2014
B
Ohio 3/28/2019
B
Indiana 3/28/2019
B
Oklahoma 4/6/2021
B
Kansas 1/24/2025
B
Pennsylvania 3/6/2017
B
Maine 4/20/2022
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South Carolina 3/4/2023
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Maryland 3/28/2019
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Texas 10/19/2018
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Massachusetts 3/28/2019
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Texas 1/2/2019
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Michigan 3/28/2019
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Virginia 6/19/2006
B
Missouri 3/28/2019
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West Virginia 1/18/2017
SRO Registrations
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Registered with this firm since 7/25/2005
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Registered with this firm since 7/15/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/27/2005 - 07/11/2005 | TALLAHASSEE, FL | |
B | 08/08/2002 - 07/11/2005 | BIRMINGHAM, AL | |
B | 06/12/1998 - 07/18/2002 | CHARLOTTE, NC | |
B | 01/29/1998 - 05/27/1998 | APPLETON, WI | |
B | 09/05/1995 - 02/05/1998 | JACKSONVILLE, FL |
TALLAHASSEE, FL
05/27/2005 - 07/11/2005
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.