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Detailed Report
Charles W Hall
BILL HALL JR, CHARLES WILLIAM HALL JR
CRD#: 2586814
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1050 Wilkinson Trce
Bowling Green, KY 42103
Registration History
19952000200520102015202020252 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2008 - 2009 (1 year)BASCENSION FINANCIAL SOLUTIONS,... (CRD# 40670)2006 - 2007 (1 year)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1995 - 2005 (10 years)IANATCITY INVESTMENTS, INC. (CRD# 17490)2009 - 2009 (<1 year)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2004 - 2005 (1 year)
License(s)

State Registrations

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Arizona 5/6/2020
IA
Kentucky 6/22/2018
B
California 6/22/2018
B
New Mexico 6/29/2021
B
Colorado 5/6/2020
B
Ohio 3/3/2021
B
Indiana 7/3/2018
B
Tennessee 3/20/2019
B
Kentucky 6/22/2018

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1050 Wilkinson Trce, Bowling Green, KY 42103
Bowling Green, KY
Registered with this firm since 6/22/2018
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1050 Wilkinson Trce, Bowling Green, KY 42103
Bowling Green, KY
Registered with this firm since 6/22/2018
Previous Registration(s)
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IA
 09/10/2015 - 09/24/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) Bowling Green, KY
B
 09/10/2015 - 09/24/2018 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) Bowling Green, KY
IA
 09/17/2010 - 09/09/2015 CSSC INVESTMENT ADVISORY SERVICES, INC. (CRD#:108249) BOWLING GREEN, KY
B
 09/17/2010 - 09/09/2015 CSSC BROKERAGE SERVICES, INC. (CRD#:141630) BOWLING GREEN, KY
IA
 11/13/2009 - 09/14/2010 PNC INVESTMENTS (CRD#:129052) SMITHS GROVE, KY
B
 11/13/2009 - 09/14/2010 PNC INVESTMENTS (CRD#:129052) SMITHS GROVE, KY
IA
 04/24/2009 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) BOWLING GREEN, KY
B
 04/04/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) BOWLING GREEN, KY
B
 06/28/2006 - 12/18/2007 ASCENSION FINANCIAL SOLUTIONS, INC. (CRD#:40670) BOWLING GREEN, KY
IA
 03/22/2004 - 04/27/2005 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) BOWLING GREEN, KY
B
 04/07/1995 - 04/27/2005 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.