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William J Kessel
WILLIAM JOHN KESSEL
CRD#: 2586732
IA
B
EDWARD JONESCRD#: 250 8560 FIVE PARKS DR SUITE 120
ARVADA, CO 80005
ARVADA, CO 80005
0
Disclosures
19
Years of Experience
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State Registrations
B
Colorado 2/8/2013
B
New Mexico 3/20/2020
IA
Colorado 2/11/2013
B
North Carolina 8/26/2021
B
Iowa 2/8/2013
B
South Dakota 5/21/2024
B
Kansas 9/25/2023
B
Tennessee 2/8/2022
B
Maryland 1/6/2015
B
Texas 2/8/2013
B
Minnesota 10/11/2017
IA
Texas 8/28/2014
B
Nebraska 2/8/2013
B
Wyoming 6/27/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/11/2013
B
Registered with this firm since 2/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/05/2010 - 02/07/2013 | CORALVILLE, IA | |
B | 06/21/2010 - 02/07/2013 | CORALVILLE, IA | |
B | 04/06/1995 - 05/31/2000 | WEST DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.