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Shelly Sypien
SHELLY KING, SHELLY MARIE SYPIEN
CRD#: 2584747
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 207 E CHURCH STREET, UNIT E
SANDWICH, IL 60548
CETERA ADVISOR NETWORKS LLCCRD#: 13572 207 E CHURCH STREET, UNIT E
SANDWICH, IL 60548
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2015 - 2020 (5 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - Present (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2007 (10 years)BSMITH BARNEY INC. (CRD# 7059)1995 - 1996 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (2 years)IAMORGAN STANLEY (CRD# 7556)2001 - 2007 (5 years)
License(s)

State Registrations

B
Florida 3/20/2024

IA
Illinois 6/29/2023

B
Illinois 8/13/2020

B
Iowa 1/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
207 E CHURCH STREET, UNIT E, SANDWICH, IL 60548
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
207 E CHURCH STREET, UNIT E, SANDWICH, IL 60548
Registered with this firm since 8/11/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) WESTLAKE, OH
IA
10/30/2015 - 08/11/2020 EDWARD JONES (CRD#:250) WARRENVILLE, IL
B
08/17/2015 - 08/11/2020 EDWARD JONES (CRD#:250) WARRENVILLE, IL
IA
04/02/2007 - 03/03/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LISLE, IL
B
04/02/2007 - 03/03/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) LISLE, IL
IA
05/22/2001 - 04/02/2007 MORGAN STANLEY (CRD#:7556) LISLE, IL
B
05/08/1996 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) LISLE, IL
B
12/12/1995 - 04/08/1996 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
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