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Detailed Report
RANDALL SCOTT WEST
RANDALL SCOTT WEST
CRD#: 2584595
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 603 EAST BOULEVARD
STE A1
WILLIAMSTON, NC 27892
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 603 EAST BOULEVARD
STE A1
WILLIAMSTON, NC 27892
Registration History
19952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2017 (8 years)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (2 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1995 - 2000 (5 years)
License(s)

State Registrations

B
Alabama 4/14/2023
B
Minnesota 2/17/2021
B
Arizona 4/14/2023
B
Montana 2/17/2021
B
California 2/17/2021
B
New Jersey 2/17/2021
B
Florida 2/17/2021
B
North Carolina 2/17/2021
B
Georgia 2/17/2021
IA
North Carolina 2/17/2021
B
Indiana 4/14/2023
B
Ohio 12/7/2023
B
Iowa 2/17/2021
B
Pennsylvania 2/17/2021
B
Kansas 4/14/2023
B
South Carolina 2/17/2021
B
Kentucky 4/14/2023
B
Tennessee 2/17/2021
B
Louisiana 4/14/2023
B
Texas 2/17/2021
B
Maine 4/14/2023
IA
Texas 4/15/2021
B
Maryland 2/17/2021
B
Virginia 2/17/2021
B
Massachusetts 2/17/2021
B
West Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
603 EAST BOULEVARD STE A1, WILLIAMSTON, NC 27892
WILLIAMSTON, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
603 EAST BOULEVARD STE A1, WILLIAMSTON, NC 27892
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 11/29/2017 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 11/29/2017 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 10/23/2009 - 11/30/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILLIAMSTON, NC
B
 10/23/2009 - 11/30/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WILLIAMSTON, NC
IA
 10/30/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GREENVILLE, NC
B
 10/30/2003 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) GREENVILLE, NC
IA
 10/28/2002 - 10/31/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) WILLIAMSTON, NC
B
 06/15/2002 - 10/31/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 02/14/2000 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 02/14/1995 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.