• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Susan Morton
SUSAN ELISABETH MORTON, SUSAN MORTON, SUSAN ELISABETH WALLACE, SUSAN WALLACE
CRD#: 2584362
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 13175 MINDANAO WAY
MARINA DEL REY, CA 90292
Registration History
19952000200520102015202020252 FIRMS2016 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2016 (18 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1995 - 1997 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2016 (8 years)
Disclosure(s)
View By:
5/28/2013
Customer Dispute
Denied
9/30/1997
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 1/15/2016

B
Nevada 1/15/2016

B
Arizona 1/15/2016

B
New Hampshire 1/15/2016

B
California 1/15/2016

B
New Jersey 1/15/2016

IA
California 1/19/2016

B
New York 1/15/2016

B
Colorado 1/15/2016

B
North Carolina 1/19/2016

B
Connecticut 1/15/2016

IA
North Carolina 2/8/2016

B
District of Columbia 1/15/2016

B
North Dakota 1/15/2016

B
Florida 1/15/2016

B
Ohio 1/15/2016

B
Georgia 1/15/2016

IA
Ohio 1/19/2016

B
Hawaii 1/15/2016

B
Oregon 1/15/2016

B
Illinois 1/15/2016

B
Pennsylvania 1/15/2016

B
Indiana 1/15/2016

B
Rhode Island 1/15/2016

B
Iowa 7/6/2022

B
South Carolina 1/15/2016

B
Louisiana 1/15/2016

B
South Dakota 1/15/2016

IA
Louisiana 4/20/2016

B
Tennessee 1/15/2016

B
Maryland 1/15/2016

B
Texas 1/15/2016

B
Massachusetts 1/15/2016

IA
Texas 1/15/2016

B
Michigan 1/15/2016

B
Vermont 1/15/2016

B
Minnesota 1/15/2016

B
Virginia 1/15/2016

B
Missouri 1/15/2016

B
Washington 1/15/2016

B
Nebraska 1/15/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
13175 MINDANAO WAY, MARINA DEL REY, CA 90292
Registered with this firm since 1/15/2016

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
13175 MINDANAO WAY, MARINA DEL REY, CA 90292
Registered with this firm since 1/15/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/16/2007 - 01/19/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
B
09/02/1997 - 01/19/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BEVERLY HILLS, CA
B
03/20/1995 - 08/20/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.