Individual Firm
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LOUIS JAMES ARDITO
CRD#: 2583608
IA
B
MORGAN STANLEYCRD#: 149777 611 EAST MAIN STREET
RIVERHEAD, NY 11901
RIVERHEAD, NY 11901
0
Disclosures
28
Years of Experience
View By:
State Registrations
B
Arizona 3/17/2017
B
New Jersey 3/17/2017
B
California 3/17/2017
IA
New Jersey 3/17/2017
B
Colorado 5/7/2021
B
New York 3/17/2017
B
Connecticut 3/17/2017
IA
New York 6/16/2021
B
Delaware 3/17/2017
B
North Carolina 3/17/2017
B
District of Columbia 4/21/2017
B
Ohio 6/6/2022
B
Florida 3/17/2017
B
Oregon 6/10/2020
B
Georgia 5/26/2021
B
Pennsylvania 3/17/2017
B
Illinois 3/17/2017
B
Rhode Island 3/17/2017
B
Kansas 4/25/2019
B
South Carolina 3/17/2017
B
Maine 3/17/2017
B
Texas 2/14/2020
B
Maryland 3/17/2017
IA
Texas 2/24/2020
B
Massachusetts 3/17/2017
B
Virginia 3/17/2017
B
Minnesota 3/17/2017
B
Washington 3/17/2017
B
Nevada 3/17/2017
B
Wisconsin 4/21/2017
B
New Hampshire 3/17/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/17/2017
B
Registered with this firm since 3/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/23/2009 - 03/21/2017 | RIVERHEAD, NY | |
B | 10/23/2009 - 03/21/2017 | RIVERHEAD, NY | |
IA | 10/20/2004 - 10/23/2009 | MELVILLE, NY | |
B | 10/20/2004 - 10/23/2009 | MELVILLE, NY | |
IA | 03/14/2003 - 10/20/2004 | ISLANDIA, MA | |
B | 01/02/2001 - 10/20/2004 | NEW YORK, NY | |
B | 09/11/2000 - 01/02/2001 | DALLAS, TX | |
B | 02/21/1997 - 10/10/2000 | BOSTON, MA | |
B | 01/04/1997 - 02/19/1997 | SMITHFIELD, RI | |
B | 04/04/1995 - 11/13/1995 | WEEHAWKEN, NJ |
RIVERHEAD, NY
10/23/2009 - 03/21/2017
RIVERHEAD, NY
10/23/2009 - 03/21/2017
SMITHFIELD, RI
01/04/1997 - 02/19/1997
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.