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Detailed Report
THOMAS KAYVON HAGIGH
TOM KAYVON HAGIGH, TOMMY KAYVON HAGIGH
CRD#: 2583423
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1321 Generals Highway
Suite 300
Crownsville, MD 21032
Registration History
19952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2017 (5 years)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1995 - 2006 (10 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)1997 - 2006 (9 years)
Disclosure(s)
View By:
5/3/2007
Customer Dispute
Settled
3/24/2000
Customer Dispute
Settled
License(s)

State Registrations

B
California 4/11/2023
B
New Jersey 5/16/2024
B
Delaware 4/11/2023
B
New York 4/11/2023
B
Florida 4/11/2023
B
North Carolina 4/18/2023
B
Kentucky 4/11/2023
B
Pennsylvania 4/11/2023
B
Maryland 4/11/2023
B
South Carolina 4/11/2023
IA
Maryland 4/11/2023
B
Texas 4/11/2023
B
Massachusetts 5/30/2024
IA
Texas 4/11/2023
B
Minnesota 4/11/2023
B
Virginia 4/11/2023
B
New Hampshire 4/11/2023
B
West Virginia 4/11/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1321 Generals Highway Suite 300, Crownsville, MD 21032
1321 GENERALS HIGHWAY STE 300, CROWNSVILLE,, MD 21032
Registered with this firm since 4/11/2023
B
LPL FINANCIAL LLC (CRD#:6413)
1321 Generals Highway Suite 300, Crownsville, MD 21032
1321 GENERALS HIGHWAY STE 300, CROWNSVILLE,, MD 21032
Registered with this firm since 4/11/2023
Previous Registration(s)
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IA
 12/08/2017 - 04/12/2023 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) TOWSON, MD
B
 12/08/2017 - 04/12/2023 JANNEY MONTGOMERY SCOTT LLC (CRD#:463) TOWSON, MD
IA
 03/30/2012 - 12/14/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANNAPOLIS, MD
B
 03/30/2012 - 12/14/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ANNAPOLIS, MD
IA
 06/01/2009 - 04/24/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ANNAPOLIS, MD
B
 06/01/2009 - 04/24/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ANNAPOLIS, MD
IA
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ANNAPOLIS, MD
B
 02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ANNAPOLIS, MD
IA
 01/24/1997 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) HUNT VALLEY, MD
B
 03/13/1995 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.