• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEVEN CHRISTOPHER HICKS
STEVE HICKS, STEVEN HICKS
CRD#: 2582572
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4600 J. BARRY COURT
STE. 220
CANONSBURG, PA 15317
CETERA INVESTMENT SERVICES LLCCRD#: 15340 4600 J. BARRY COURT
STE. 220
CANONSBURG, PA 15317
Registration History
19952000200520102015202020252 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)1995 - 2019 (24 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2012 - 2019 (6 years)
License(s)

State Registrations

B
Delaware 6/21/2019

B
North Carolina 6/21/2019

B
Florida 6/21/2019

B
Ohio 6/21/2019

B
Georgia 6/21/2019

IA
Pennsylvania 6/19/2019

B
Indiana 6/21/2019

B
Pennsylvania 6/21/2019

B
Kansas 6/21/2019

B
South Carolina 6/21/2019

B
Maryland 6/21/2019

IA
Texas 6/19/2019

B
Michigan 7/31/2023

B
Texas 6/21/2019

B
New Jersey 6/21/2019

B
Virginia 6/21/2019

B
New Mexico 6/21/2019

B
West Virginia 6/21/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
4600 J. BARRY COURT STE. 220, CANONSBURG, PA 15317
CLARKSBURG, WV
Registered with this firm since 6/20/2019

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4600 J. BARRY COURT STE. 220, CANONSBURG, PA 15317
CLARKSBURG, WV
Registered with this firm since 6/19/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/04/2012 - 06/24/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) CANONSBURG, PA
B
01/31/1995 - 06/24/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) CANONSBURG, PA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.