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Rex B Ramsey
REX BERNARD RAMSEY
CRD#: 2582081
IA
Investment Adviser
B
Broker
HORACE MANN INVESTORS, INC.CRD#: 11643 6840 Indiana Avenue
Suite 250
Riverside, CA 92506
Registration History
19952000200520102015202020252 FIRMS2002 - 2004 (2 years)2 FIRMS2004 - 2011 (7 years)2 FIRMS2011 - 2014 (2 years)2 FIRMS2015 - 2017 (2 years)IAHORACE MANN INVESTORS, INC. (CRD# 11643)2024 - Present (1 year)BHORACE MANN INVESTORS, INC. (CRD# 11643)2023 - Present (1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)2000 - 2002 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 1999 (<1 year)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1997 - 1999 (2 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1996 - 1997 (<1 year)BNYLIFE SECURITIES INC. (CRD# 5167)1995 - 1996 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 1995 (<1 year)
License(s)

State Registrations

B
California 10/24/2023

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Colorado 4/24/2024

IA
California 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HORACE MANN INVESTORS, INC. (CRD#:11643)
6840 Indiana Avenue Suite 250, Riverside, CA 92506
Registered with this firm since 1/19/2024

B
HORACE MANN INVESTORS, INC. (CRD#:11643)
6840 Indiana Avenue Suite 250, Riverside, CA 92506
Registered with this firm since 9/27/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/03/2015 - 11/02/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) RIVERSIDE, CA
B
09/04/2015 - 11/02/2017 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) RIVERSIDE, CA
IA
11/23/2011 - 10/16/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) RANCHO CUCAMONGA, CA
B
11/18/2011 - 10/16/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) RANCHO CUCAMONGA, CA
IA
05/11/2004 - 11/16/2011 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) HUNTINGTON BEACH, CA
B
05/11/2004 - 11/16/2011 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) HUNTINGTON BEACH, CA
IA
05/21/2002 - 05/28/2004 STRATEGIC ADVISERS, INC. (CRD#:104555) PALM DESERT, CA
B
04/17/2002 - 05/28/2004 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
01/27/2000 - 04/15/2002 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
07/12/1999 - 12/31/1999 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
05/08/1997 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
10/16/1996 - 02/03/1997 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
07/13/1995 - 10/04/1996 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
02/07/1995 - 03/03/1995 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.