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DOUGLAS WILLIAM STIRLING
CRD#: 2582061
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 2200 GEORGETOWN DRIVE
SUITE 400
SEWICKLEY (Wexford), PA 15143
SUITE 400
SEWICKLEY (Wexford), PA 15143
0
Disclosures
29
Years of Experience
View By:
State Registrations
B
Alabama 1/28/2020
B
New Mexico 8/3/2023
B
Arizona 6/25/2005
B
New York 6/25/2005
B
California 6/25/2005
B
North Carolina 6/25/2005
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California 10/9/2008
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North Carolina 10/23/2008
B
Colorado 6/25/2005
B
Ohio 6/25/2005
B
Connecticut 6/25/2005
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Ohio 10/16/2008
B
District of Columbia 6/25/2005
B
Oklahoma 1/8/2018
B
Florida 6/25/2005
B
Pennsylvania 6/25/2005
B
Georgia 6/25/2005
IA
Pennsylvania 6/25/2005
B
Indiana 11/22/2019
B
South Carolina 6/25/2005
B
Kentucky 5/15/2020
B
South Dakota 6/25/2005
B
Maine 8/26/2022
B
Tennessee 6/25/2005
B
Maryland 6/25/2005
B
Texas 6/25/2005
B
Massachusetts 6/25/2005
IA
Texas 10/9/2008
IA
Massachusetts 6/4/2019
B
Utah 4/4/2022
B
Michigan 6/25/2005
B
Vermont 5/28/2014
B
Mississippi 9/4/2015
B
Virginia 6/25/2005
B
Missouri 5/28/2014
B
Washington 3/1/2019
B
Nevada 1/5/2010
B
West Virginia 6/25/2005
B
New Hampshire 2/8/2019
B
Wisconsin 2/25/2025
B
New Jersey 2/8/2019
B
Wyoming 2/25/2020
SRO Registrations
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B
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IA
Registered with this firm since 6/25/2005
B
Registered with this firm since 6/25/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/08/2005 - 06/25/2005 | SEWICKLEY, PA | |
B | 02/02/1998 - 06/25/2005 | PITTSBURGH, PA | |
B | 02/29/1996 - 02/11/1998 | ||
B | 02/28/1996 - 02/11/1998 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.