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Detailed Report
JAMES CHRISTIAN KAISER
CRD#: 2581844
IA
Investment Adviser
B
Broker
GOOD LIFE ADVISORS, LLCCRD#: 171898 100 Emerson Lane
Suite 1523
Bridgeville, PA 15017
LPL FINANCIAL LLCCRD#: 6413 1035 BOYCE RD., STE 206
PITTSBURGH, PA 15241
Registration History
19952000200520102015202020252 FIRMS2005 - 2009 (4 years)2 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2009 - 2010 (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2001 - 2005 (3 years)BPRIMEVEST FINANCIAL SERVICES, INC. (CRD# 15340)2000 - 2001 (<1 year)BBISYS BROKERAGE SERVICES, INC. (CRD# 23302)1998 - 2000 (1 year)BPNC BROKERAGE CORP (CRD# 34671)1997 - 1998 (1 year)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1997 - 1997 (<1 year)BSPECTRUM SECURITIES CORPORATION (CRD# 31256)1996 - 1997 (<1 year)BDREYFUS INVESTMENT SERVICES CO... (CRD# 17477)1996 - 1996 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1995 - 1996 (1 year)IAUVEST FINANCIAL SERVICES GROUP... (CRD# 13787)2005 - 2008 (3 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2003 - 2005 (1 year)
License(s)

State Registrations

B
California 3/12/2018
IA
Pennsylvania 12/13/2017
B
Florida 8/26/2019
B
Texas 4/25/2023
B
Pennsylvania 12/13/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GOOD LIFE ADVISORS, LLC (CRD#:171898)
100 Emerson Lane Suite 1523, Bridgeville, PA 15017
Registered with this firm since 12/13/2017
B
LPL FINANCIAL LLC (CRD#:6413)
1035 BOYCE RD., STE 206, PITTSBURGH, PA 15241
Registered with this firm since 12/13/2017
Previous Registration(s)
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IA
 01/30/2014 - 12/19/2017 WADDELL & REED (CRD#:866) PITTSBURGH, PA
B
 01/30/2014 - 12/19/2017 WADDELL & REED (CRD#:866) PITTSBURGH, PA
IA
 03/26/2010 - 02/04/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MCMURRAY, PA
B
 03/26/2010 - 02/04/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MCMURRAY, PA
B
 11/24/2009 - 03/26/2010 SIGNATOR INVESTORS, INC. (CRD#:468) MCMURRAY, PA
B
 04/04/2005 - 11/30/2009 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) BETHEL PARK, PA
IA
 11/23/2005 - 11/24/2009 BRENTWOOD ADVISORS, LLC (CRD#:119337) BETHEL PARK, PA
IA
 04/07/2005 - 06/11/2008 UVEST FINANCIAL SERVICES GROUP, INC. (CRD#:13787) BETHEL PARK, PA
IA
 04/17/2003 - 03/28/2005 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) NEW CASTLE, PA
B
 04/18/2001 - 03/28/2005 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
 05/10/2000 - 04/25/2001 PRIMEVEST FINANCIAL SERVICES, INC. (CRD#:15340) ST. CLOUD, MN
B
 06/24/1998 - 05/10/2000 BISYS BROKERAGE SERVICES, INC. (CRD#:23302) ST. CLOUD, MN
B
 06/30/1997 - 06/18/1998 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
 04/01/1997 - 06/25/1997 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
 10/21/1996 - 04/07/1997 SPECTRUM SECURITIES CORPORATION (CRD#:31256) MAYFIELD HEIGHTS, OH
B
 07/05/1996 - 10/22/1996 DREYFUS INVESTMENT SERVICES CORPORATION (CRD#:17477) PITTSBURGH, PA
B
 03/09/1995 - 06/26/1996 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.