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Detailed Report
PHILIP C LOPEZ
PHILIP CRANDALL LOPEZ
CRD#: 2581819
IA
Investment Adviser
B
Broker
LION STREET ADVISORS, LLCCRD#: 167610 1100 Superior Avenue
Ste 1345
Cleveland, OH 44144
LION STREET FINANCIAL, LLCCRD#: 165828 950 Main Avenue
Suite 1800
Cleveland, OH 44113
Registration History
19952000200520102015202020252 FIRMS2023 - Present (1 year)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - 2023 (24 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1995 - 1999 (4 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2008 - 2023 (15 years)
License(s)

State Registrations

B
Alabama 7/21/2023
B
Minnesota 7/21/2023
B
Alaska 7/21/2023
B
Mississippi 7/21/2023
B
Arizona 7/21/2023
B
Nevada 7/21/2023
B
California 7/21/2023
B
New Jersey 7/21/2023
B
Colorado 7/21/2023
B
New York 7/21/2023
B
District of Columbia 7/21/2023
B
North Carolina 7/21/2023
B
Florida 7/21/2023
B
Ohio 7/21/2023
B
Georgia 7/21/2023
IA
Ohio 7/21/2023
B
Idaho 7/21/2023
B
Pennsylvania 7/21/2023
B
Illinois 7/21/2023
B
South Carolina 7/21/2023
B
Indiana 7/21/2023
B
Tennessee 7/21/2023
B
Iowa 7/21/2023
B
Texas 7/21/2023
B
Kentucky 7/21/2023
B
Vermont 7/21/2023
B
Massachusetts 7/21/2023
B
Virginia 7/21/2023
B
Michigan 7/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LION STREET ADVISORS, LLC (CRD#:167610)
1100 Superior Avenue Ste 1345, Cleveland, OH 44144
Registered with this firm since 7/21/2023
B
LION STREET FINANCIAL, LLC (CRD#:165828)
950 Main Avenue Suite 1800, Cleveland, OH 44113
Registered with this firm since 7/21/2023
Previous Registration(s)
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IA
 05/14/2008 - 07/31/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) BEACHWOOD, OH
B
 05/03/1999 - 07/31/2023 PARK AVENUE SECURITIES LLC (CRD#:46173) BEACHWOOD, OH
B
 02/27/1995 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.