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Detailed Report
JOSEPH GILBERT BUDD
CRD#: 2581569
IA
Investment Adviser
B
Broker
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 101 W. Big Beaver Road
Suite 1400
Troy, MI 48084
LPL FINANCIAL LLCCRD#: 6413 725 COOL SPRINGS BLVD STE 315
FRANKLIN, TN 37067
Registration History
1995200020052010201520202025IAINDEPENDENT ADVISOR ALLIANCE, LLC (CRD# 168267)2021 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - Present (7 years)BWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2009 - 2017 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2009 (7 years)BMORGAN STANLEY DW INC. (CRD# 7556)1996 - 2001 (5 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1995 - 1995 (<1 year)IABUDD, MELONE & CO. LLC (CRD# 288233)2017 - 2021 (3 years)IAWELLS FARGO ADVISORS FINANCIAL... (CRD# 11025)2010 - 2017 (7 years)
License(s)

State Registrations

IA
Florida 1/7/2021
B
North Carolina 6/20/2017
B
Illinois 6/20/2017
IA
North Carolina 1/5/2021
B
Indiana 6/20/2017
B
Ohio 1/7/2025
B
Michigan 6/20/2017
B
Oregon 1/6/2021
IA
Michigan 1/5/2021
B
Tennessee 6/20/2017
B
New York 6/20/2017
IA
Texas 1/5/2021
IA
New York 1/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT ADVISOR ALLIANCE, LLC (CRD#:168267)
101 W. Big Beaver Road Suite 1400, Troy, MI 48084
725 Cool Springs Blvd. Suite 315, Franklin, TN 37067
Registered with this firm since 1/5/2021
B
LPL FINANCIAL LLC (CRD#:6413)
725 COOL SPRINGS BLVD STE 315, FRANKLIN, TN 37067
101 W BIG BEAVER RD STE 1400, TROY, MI 48084
Registered with this firm since 6/20/2017
Previous Registration(s)
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IA
 06/19/2017 - 01/07/2021 BUDD, MELONE & CO. LLC (CRD#:288233) AUBURN HILLS, MI
IA
 01/20/2010 - 06/20/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) AUBURN HILLS, MI
B
 05/22/2009 - 06/20/2017 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) AUBURN HILLS, MI
B
 08/17/2001 - 05/28/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BLOOMFIELD HILLS, MI
B
 01/05/1996 - 08/23/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 02/02/1995 - 11/03/1995 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.