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SACHA DAVID ZURAWEL
SAM ZURAWEL
CRD#: 2580945
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 100 CRESCENT COURT
SUITE 1500
DALLAS, TX 75201-1871
Registration History
19952000200520102015202020252 FIRMS2000 - 2009 (8 years)2 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2011 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2009 - 2010 (1 year)BCHASE SECURITIES OF TEXAS, INC. (CRD# 17116)1995 - 2000 (5 years)
Disclosure(s)
View By:
4/6/2011
Customer Dispute
Settled
9/4/2002
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 8/23/2011

B
Nebraska 7/19/2013

B
Alaska 9/6/2011

B
Nevada 8/23/2011

B
Arizona 10/24/2011

B
New Hampshire 8/23/2011

B
Arkansas 9/6/2011

B
New Jersey 1/23/2013

B
California 8/23/2011

B
New Mexico 8/23/2011

B
Colorado 10/20/2011

B
New York 8/23/2011

B
Connecticut 8/23/2011

B
North Carolina 8/23/2011

B
Delaware 8/30/2011

B
North Dakota 1/9/2017

B
District of Columbia 8/23/2011

B
Ohio 8/23/2011

B
Florida 8/23/2011

B
Oklahoma 9/6/2011

B
Georgia 8/23/2011

B
Oregon 8/23/2011

B
Hawaii 3/1/2017

B
Pennsylvania 8/23/2011

B
Idaho 8/23/2011

B
Puerto Rico 8/23/2011

B
Illinois 8/23/2011

B
Rhode Island 8/23/2011

B
Indiana 8/29/2011

B
South Carolina 8/23/2011

B
Iowa 8/23/2011

B
South Dakota 8/23/2011

B
Kansas 8/23/2011

B
Tennessee 8/23/2011

B
Kentucky 8/23/2011

B
Texas 8/23/2011

B
Louisiana 8/23/2011

IA
Texas 9/2/2011

B
Maine 8/23/2011

B
Utah 8/23/2011

B
Maryland 8/23/2011

B
Vermont 1/17/2017

B
Massachusetts 8/25/2011

B
Virgin Islands 8/23/2011

B
Michigan 8/23/2011

B
Virginia 8/23/2011

B
Minnesota 8/23/2011

B
Washington 8/23/2011

B
Mississippi 8/23/2011

B
West Virginia 8/23/2011

B
Missouri 8/23/2011

B
Wisconsin 8/23/2011

B
Montana 1/9/2017

B
Wyoming 8/23/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Registered with this firm since 9/2/2011

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
100 CRESCENT COURT SUITE 1500, DALLAS, TX 75201-1871
Registered with this firm since 8/23/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/01/2010 - 08/18/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
02/27/2009 - 11/01/2010 BANC OF AMERICA SECURITIES LLC (CRD#:26091) DALLAS, TX
IA
04/03/2000 - 03/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
04/03/2000 - 03/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
02/17/1995 - 03/31/2000 CHASE SECURITIES OF TEXAS, INC. (CRD#:17116) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.