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JAMES WAYNE WILSON JR
JAMES WAYNE WILSON, JAMIE WILSON JR
CRD#: 2580725
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 FREDERICK, MD
Registration History
20022004200620082010201220142016201820202022202420264 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2006 (<1 year)2 FIRMS2006 - 2014 (8 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2023 - Present (1 year)BSTEWARD PARTNERS INVESTMENT SO... (CRD# 1254)2022 - 2023 (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2020 - 2022 (1 year)BSIGNATOR INVESTORS, INC. (CRD# 468)2003 - 2004 (<1 year)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)2001 - 2003 (1 year)IASTEWARD PARTNERS INVESTMENT AD... (CRD# 283004)2020 - 2023 (2 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2002 - 2003 (<1 year)
License(s)

State Registrations

B
Maryland 8/2/2023

B
Oregon 8/2/2023

IA
Maryland 8/2/2023

B
Washington 8/2/2023

B
Montana 2/9/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
FREDERICK, MD
Registered with this firm since 8/2/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
FREDERICK, MD
Registered with this firm since 8/2/2023

Previous Registration(s)
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IA
12/07/2020 - 08/30/2023 STEWARD PARTNERS INVESTMENT ADVISORY, LLC (CRD#:283004) BETHESDA, MD
B
05/27/2022 - 08/30/2023 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (CRD#:1254) BETHESDA, MD
B
12/07/2020 - 05/27/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BETHESDA, MD
IA
10/30/2014 - 01/05/2021 MORGAN STANLEY (CRD#:149777) BALTIMORE, MD
B
10/30/2014 - 01/05/2021 MORGAN STANLEY (CRD#:149777) BALTIMORE, MD
IA
08/29/2006 - 11/03/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
08/29/2006 - 11/03/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
02/21/2006 - 08/10/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
B
02/21/2006 - 08/10/2006 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BETHESDA, MD
IA
10/07/2004 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BETHESDA, MD
B
10/07/2004 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
IA
07/21/2004 - 09/10/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) LUTHERVILLE, MD
B
07/21/2004 - 09/10/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
IA
03/05/2004 - 07/13/2004 MORGAN STANLEY (CRD#:7556) CHEVY CHASE, MD
B
03/05/2004 - 07/13/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
05/14/2003 - 04/01/2004 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
IA
08/19/2002 - 02/20/2003 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
B
12/13/2001 - 02/20/2003 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.