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PAUL JONATHAN GAY
CRD#: 2579784
IA
B
MORGAN STANLEYCRD#: 149777 100 North Tampa Street
Suite 3000
Tampa, FL 33602
Suite 3000
Tampa, FL 33602
0
Disclosures
24
Years of Experience
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State Registrations
IA
Florida 11/21/2022
B
Texas 7/1/2016
IA
New Mexico 5/31/2018
IA
Texas 7/1/2016
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/1/2016
B
Registered with this firm since 6/20/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/14/1999 - 11/19/2013 | JACKSONVILLE, FL | |
IA | 09/03/2004 - 04/30/2009 | LONDON | |
B | 02/23/1995 - 08/21/1996 | JACKSONVILLE, FL |
JACKSONVILLE, FL
08/14/1999 - 11/19/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.