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Detailed Report
DARREN BRENT MILLER
CRD#: 2579297
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 West Civic Center Drive
Sandy, UT 84070
Registration History
19952000200520102015202020252 FIRMS2010 - 2010 (<1 year)2 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - 2023 (5 years)IAMORGAN STANLEY (CRD# 149777)2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BE*TRADE SECURITIES LLC (CRD# 29106)2009 - 2010 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1995 - 2009 (14 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2001 - 2009 (8 years)
License(s)

State Registrations

B
Alabama 10/28/2022
B
Nevada 1/20/2023
B
Alaska 10/25/2022
B
New Hampshire 12/2/2022
B
Arizona 10/26/2022
B
New Jersey 10/27/2022
B
Arkansas 10/26/2022
B
New Mexico 10/26/2022
B
California 10/7/2022
B
New York 10/30/2022
B
Colorado 10/26/2022
B
North Carolina 9/5/2023
B
Connecticut 10/11/2022
B
North Dakota 10/31/2022
B
Delaware 10/31/2022
B
Ohio 10/10/2022
B
District of Columbia 10/17/2022
B
Oklahoma 10/27/2022
B
Florida 10/10/2022
B
Oregon 10/27/2022
B
Georgia 10/11/2022
B
Pennsylvania 10/26/2022
B
Hawaii 11/15/2022
B
Puerto Rico 10/14/2022
B
Idaho 10/7/2022
B
Rhode Island 11/17/2022
B
Illinois 11/15/2022
B
South Carolina 10/27/2022
B
Indiana 10/20/2022
B
South Dakota 11/8/2022
B
Iowa 10/10/2022
B
Tennessee 10/26/2022
B
Kansas 10/11/2022
B
Texas 10/10/2022
B
Kentucky 10/26/2022
IA
Texas 9/5/2023
B
Louisiana 11/1/2022
B
Utah 10/25/2022
B
Maine 10/11/2022
IA
Utah 9/5/2023
B
Maryland 10/19/2022
B
Vermont 10/26/2022
B
Massachusetts 10/26/2022
B
Virgin Islands 10/26/2022
B
Michigan 10/17/2022
B
Virginia 10/28/2022
B
Minnesota 10/26/2022
B
Washington 10/25/2022
B
Mississippi 10/27/2022
B
West Virginia 10/31/2022
B
Missouri 10/11/2022
B
Wisconsin 10/11/2022
B
Montana 10/7/2022
B
Wyoming 10/10/2022
B
Nebraska 10/11/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 9/5/2023
B
MORGAN STANLEY (CRD#:149777)
200 West Civic Center Drive, Sandy, UT 84070
Registered with this firm since 10/7/2022
Previous Registration(s)
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IA
 04/10/2018 - 09/05/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Sandy, UT
B
 04/10/2018 - 09/05/2023 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
IA
 08/30/2013 - 03/18/2018 ADVICE AND PLANNING SERVICES (CRD#:20472) SALT LAKE CITY, UT
B
 08/30/2013 - 03/18/2018 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) SALT LAKE CITY, UT
IA
 08/02/2010 - 11/08/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 07/30/2010 - 11/08/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SALT LAKE CITY, UT
B
 10/12/2009 - 07/30/2010 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
IA
 07/30/2001 - 08/25/2009 STRATEGIC ADVISERS, INC. (CRD#:104555) SALT LAKE CITY, UT
B
 01/20/1995 - 08/25/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.