Individual Firm
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Scott Vincent Valenti
SCOTT V PLACE, Scott V Valenti
CRD#: 2579238
IA
B
STIRLINGSHIRE INVESTMENTSCRD#: 327779 Sarasota, FL
STIRLINGSHIRE INVESTMENTSCRD#: 310576 Sarasota, FL
View By:
3/27/2018
Customer Dispute
Denied
State Registrations
B
Florida 1/19/2024
B
New York 1/19/2024
IA
Florida 6/12/2024
B
Texas 10/24/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/20/2023 - 11/02/2023 | AVENTURA, FL | |
IA | 08/16/2012 - 06/03/2014 | PHOENIX, AZ | |
B | 08/07/2012 - 06/03/2014 | PHOENIX, AZ | |
IA | 09/03/2010 - 08/06/2012 | SURPRISE, AZ | |
B | 08/31/2010 - 08/06/2012 | SURPRISE, AZ | |
IA | 12/13/2007 - 10/29/2009 | SAN ANTONIO, TX | |
B | 12/10/2007 - 10/29/2009 | SAN ANTONIO, TX | |
B | 06/05/2007 - 10/15/2007 | SAN ANTONIO, TX | |
IA | 07/05/2006 - 05/11/2007 | SAN ANTONIO, TX | |
B | 05/05/2006 - 05/11/2007 | SAN ANTONIO, TX | |
B | 06/16/2000 - 04/24/2001 | NEW YORK, NY | |
B | 01/10/2000 - 05/22/2000 | NEW YORK, NY | |
B | 03/08/1999 - 01/24/2000 | NEW YORK, NY | |
B | 02/03/1999 - 02/25/1999 | ||
B | 06/30/1998 - 02/09/1999 | BOCA RATON, FL | |
B | 08/14/1997 - 07/01/1998 | BOCA RATON, FL | |
B | 04/03/1996 - 07/10/1997 | UNION, NJ |
NEW YORK, NY
06/16/2000 - 04/24/2001
BOCA RATON, FL
06/30/1998 - 02/09/1999
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.