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RAYMOND EDWARD MURPHY
CRD#: 2579150
IA
B
WELLS FARGO ADVISORSCRD#: 19616 180 BATTERY ST STE 300
BURLINGTON, VT 05401
BURLINGTON, VT 05401
0
Disclosures
30
Years of Experience
View By:
State Registrations
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Arizona 1/23/2020
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New Hampshire 3/11/2021
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Arizona 3/10/2022
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New York 2/13/2009
B
Arkansas 1/2/2020
B
North Carolina 4/16/2024
B
California 2/13/2009
B
Ohio 5/5/2021
B
Colorado 2/13/2009
B
Pennsylvania 5/4/2021
B
Connecticut 5/4/2021
B
South Carolina 2/13/2009
B
Florida 2/13/2009
B
South Dakota 11/27/2019
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Florida 3/3/2022
B
Tennessee 1/18/2022
B
Georgia 3/29/2010
B
Texas 2/13/2009
B
Indiana 11/18/2021
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Texas 3/7/2022
B
Iowa 5/5/2021
B
Utah 1/2/2020
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Maine 1/6/2010
B
Vermont 2/13/2009
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Massachusetts 2/13/2009
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Vermont 2/13/2009
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Minnesota 5/4/2021
B
Virginia 2/13/2009
B
Missouri 5/4/2021
B
Washington 2/13/2009
B
New Hampshire 2/10/2020
SRO Registrations
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Registered with this firm since 2/13/2009
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Registered with this firm since 2/13/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/15/2002 - 03/04/2009 | SOUTH BURLINGTON, VT | |
IA | 04/17/2002 - 02/13/2009 | SOUTH BURLINGTON, VT | |
B | 02/17/1995 - 02/25/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.