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CHRISTOPHER JAMES POWERS
CRD#: 2578640
IA
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WMGNACRD#: 125765 10 TALCOTT NOTCH ROAD
SUITE 103
FARMINGTON, CT 06032
SUITE 103
FARMINGTON, CT 06032
ARKADIOS CAPITALCRD#: 282710 10 Talcott Notch Road
Suite 103
Farmington, CT 06032
Suite 103
Farmington, CT 06032
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6/25/2018
Employment Separation After Allegations
State Registrations
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Connecticut 12/10/2018
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Maryland 12/4/2024
B
Connecticut 11/11/2024
B
Massachusetts 11/12/2024
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Florida 11/11/2024
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Oregon 11/11/2024
SRO Registrations
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Registered with this firm since 11/11/2024
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Registered with this firm since 12/10/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/23/2024 - 11/18/2024 | Farmington, CT | |
B | 10/07/2019 - 08/23/2024 | Farmington, CT | |
IA | 11/28/2005 - 07/25/2018 | Farmington, CT | |
B | 11/28/2005 - 07/25/2018 | Farmington, CT | |
IA | 09/28/1995 - 12/20/2005 | WEST HARTFORD, CT | |
B | 01/24/1995 - 12/20/2005 | HARTFORD, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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