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ELEANOR CECILIA SCHNELL
ELEANOR CECILIA WYKPISZ
CRD#: 2578612
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
FORT LAUDERDALE, FL 33301
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Disclosures
29
Years of Experience
View By:
State Registrations
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Alabama 11/15/2012
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Massachusetts 6/13/2017
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Arizona 11/15/2012
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Minnesota 2/6/2018
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Arkansas 10/28/2022
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Nebraska 6/13/2017
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California 11/15/2012
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New Jersey 11/15/2012
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Colorado 11/15/2012
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New York 11/15/2012
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Connecticut 11/15/2012
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North Carolina 11/15/2012
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Delaware 11/15/2012
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Ohio 6/13/2017
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District of Columbia 11/15/2012
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Pennsylvania 6/13/2017
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Florida 11/15/2012
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South Carolina 6/13/2017
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Florida 11/16/2012
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South Dakota 12/6/2022
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Georgia 11/15/2012
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Tennessee 6/13/2017
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Illinois 11/15/2012
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Texas 11/15/2012
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Indiana 11/15/2012
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Texas 11/19/2012
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Iowa 11/15/2012
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Virginia 11/15/2012
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Maryland 11/15/2012
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Washington 2/14/2024
SRO Registrations
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Registered with this firm since 11/16/2012
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Registered with this firm since 11/15/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 11/20/2012 | FT. LAUDERDALE, FL | |
B | 06/01/2009 - 11/20/2012 | FT. LAUDERDALE, FL | |
IA | 11/16/2000 - 06/01/2009 | FT. LAUDERDALE, FL | |
B | 11/15/2000 - 06/01/2009 | FT. LAUDERDALE, FL | |
B | 11/26/1996 - 11/20/2000 | NEW YORK, NY | |
B | 06/07/1995 - 12/09/1996 | BOCA RATON, FL | |
B | 04/25/1995 - 06/07/1995 | BOCA RATON, FL | |
B | 04/11/1995 - 05/04/1995 | EAST HANOVER, NJ | |
B | 03/15/1995 - 03/20/1995 | EAST HANOVER, NJ |
BOCA RATON, FL
04/25/1995 - 06/07/1995
EAST HANOVER, NJ
04/11/1995 - 05/04/1995
EAST HANOVER, NJ
03/15/1995 - 03/20/1995
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.