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Detailed Report
BRUCE CARLTON HORNE
BRUCE HORNE
CRD#: 2578238
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 205 108TH AVE NE 6TH FL
BELLEVUE, WA 98004
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2004 (<1 year)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2003 (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1997 - 2001 (3 years)
License(s)

State Registrations

B
Arizona 2/4/2014
B
New Jersey 1/9/2014
B
California 2/4/2014
B
New York 5/8/2024
B
Colorado 8/26/2019
B
Oregon 4/2/2024
B
Florida 1/9/2014
B
Texas 1/9/2014
B
Maryland 9/1/2023
IA
Texas 1/9/2014
B
Massachusetts 11/7/2019
B
Virginia 9/23/2014
B
Michigan 12/10/2019
IA
Washington 10/24/2013
B
Minnesota 2/4/2014
B
Washington 12/19/2013
B
Nevada 2/4/2014

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
205 108TH AVE NE 6TH FL, BELLEVUE, WA 98004
BELLEVUE, WA
Registered with this firm since 12/19/2013
IA
WELLS FARGO ADVISORS (CRD#:19616)
205 108TH AVE NE 6TH FL, BELLEVUE, WA 98004
BELLEVUE, WA
Registered with this firm since 10/24/2013
Previous Registration(s)
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B
 07/11/2003 - 06/08/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
 05/02/2001 - 02/13/2003 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 06/12/1997 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.