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SUSAN RUCH BARBER
SUSAN WYE BARBER, SUSAN MARIE RUCH, SUSAN RUCH BARBER, SUSAN RUCH WYE, SUSAN R WYE BARBER…
CRD#: 2578063
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 ONE DERBY STREET
SUITE 201
HINGHAM, MA 02043
SUITE 201
HINGHAM, MA 02043
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 2/21/2024
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Maine 1/14/2022
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Arizona 2/23/2024
B
Massachusetts 9/6/2007
B
Florida 12/6/2022
B
New Hampshire 5/5/2009
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Florida 12/9/2022
B
Rhode Island 10/22/2007
B
Maine 10/12/2020
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Rhode Island 1/13/2009
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 1/13/2009
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Registered with this firm since 9/6/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/07/2006 - 10/19/2006 | BOSTON, MA | |
B | 04/23/2004 - 05/05/2006 | PORTLAND, OR | |
B | 08/12/2003 - 01/02/2004 | JACKSONVILLE, FL | |
B | 02/27/1995 - 05/14/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.