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Detailed Report
SAUL MICAH LEVY
CRD#: 2577920
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5 Concourse Parkway
Suite 2000
Atlanta, GA 30328
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1995 - 2000 (5 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 6/1/2009
B
Montana 1/30/2020
B
Arizona 6/1/2009
B
Nebraska 2/5/2019
B
Arkansas 10/15/2015
B
Nevada 8/10/2012
B
California 6/1/2009
B
New Hampshire 2/15/2022
B
Colorado 6/1/2009
B
New Jersey 6/1/2009
B
Connecticut 1/23/2014
B
New Mexico 2/5/2019
B
Delaware 8/23/2013
B
New York 6/1/2009
B
District of Columbia 1/11/2017
B
North Carolina 6/1/2009
B
Florida 6/1/2009
IA
North Carolina 2/1/2024
IA
Florida 1/25/2024
B
Ohio 6/1/2009
B
Georgia 6/1/2009
B
Oklahoma 6/1/2009
IA
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 8/22/2022
B
Pennsylvania 6/1/2009
B
Idaho 12/23/2015
B
Puerto Rico 11/4/2024
B
Illinois 6/1/2009
B
Rhode Island 2/8/2023
B
Indiana 3/21/2016
B
South Carolina 6/1/2009
B
Iowa 3/23/2015
B
South Dakota 10/16/2014
B
Kansas 8/20/2013
B
Tennessee 7/27/2012
B
Kentucky 6/1/2009
B
Texas 6/1/2009
B
Louisiana 6/1/2009
IA
Texas 6/1/2009
B
Maine 1/5/2022
B
Utah 6/23/2014
B
Maryland 6/1/2009
B
Vermont 9/8/2016
B
Massachusetts 6/1/2009
B
Virginia 4/28/2011
B
Michigan 6/1/2009
B
Washington 7/16/2014
B
Minnesota 7/25/2012
B
Wisconsin 5/4/2012
B
Mississippi 6/1/2009
B
Wyoming 2/5/2019
B
Missouri 9/16/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Crawfordville, FL
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Crawfordville, FL
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
 04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
IA
 12/20/2002 - 04/02/2007 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
B
 11/16/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ATLANTA, GA
B
 02/10/1995 - 11/29/2000 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.