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DOUGLAS FRENCH
DOUGLAS PENN FRENCH
CRD#: 2576939
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9200 CHURCH ST
MANASSAS, VA 20110
MANASSAS, VA 20110
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9200 CHURCH ST
MANASSAS, VA 20110
MANASSAS, VA 20110
0
Disclosures
29
Years of Experience
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State Registrations
B
Delaware 2/17/2021
B
North Carolina 2/17/2021
B
District of Columbia 2/17/2021
B
South Carolina 2/17/2021
B
Florida 2/17/2021
B
Virginia 2/17/2021
B
Maryland 2/17/2021
IA
Virginia 2/17/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
IA
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 03/13/2009 - 01/02/2018 | MANASSAS, VA | |
B | 01/12/2009 - 01/02/2018 | MANASSAS, VA | |
B | 10/01/2000 - 10/08/2008 | MCLEAN, VA | |
B | 01/31/1995 - 10/01/2000 | CHARLOTTE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.