Individual Firm
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LESLIE ROBERT ROSENBLATT
LES ROSENBLATT
CRD#: 2576802
IA
B
SCF INVESTMENT ADVISORS, INC.CRD#: 123608 2600 N Dallas Parkway, Ste. 520
Frisco, TX 75034
Frisco, TX 75034
SCF SECURITIES, INC.CRD#: 47275 2600 N. DALLAS PARKWAY
STE 520
FRISCO, TX 75034
STE 520
FRISCO, TX 75034
0
Disclosures
29
Years of Experience
View By:
State Registrations
IA
Arizona 1/11/2019
IA
Maryland 4/22/2021
B
Arizona 6/30/2023
IA
New Mexico 5/23/2018
IA
California 10/21/2016
IA
North Carolina 3/11/2015
IA
Colorado 6/14/2019
B
Oklahoma 3/22/2023
IA
Florida 11/17/2014
IA
Pennsylvania 3/19/2021
IA
Georgia 6/29/2021
B
South Carolina 1/24/2023
IA
Illinois 9/29/2016
B
Tennessee 6/26/2023
B
Kansas 7/2/2024
IA
Texas 7/14/2014
IA
Louisiana 6/12/2024
B
Texas 7/9/2015
B
Louisiana 6/14/2024
SRO Registrations
B
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IA
Registered with this firm since 7/14/2014
B
Registered with this firm since 7/8/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/29/2011 - 08/07/2014 | PLANO, TX | |
B | 04/12/2011 - 04/21/2014 | PLANO, TX | |
IA | 03/10/2009 - 04/04/2011 | DALLAS, TX | |
B | 03/10/2009 - 04/04/2011 | DALLAS, TX | |
IA | 08/06/2008 - 02/25/2009 | DALLAS, TX | |
B | 08/06/2008 - 02/25/2009 | DALLAS, TX | |
IA | 03/04/1999 - 06/05/2008 | DALLAS, TX | |
B | 03/03/1999 - 06/05/2008 | DALLAS, TX | |
B | 01/23/1995 - 12/31/2001 | HOUSTON, TX |
PLANO, TX
04/29/2011 - 08/07/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.