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Detailed Report
DAVID ADAM SOLOMON
CRD#: 2576325
IA
Investment Adviser
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Previous Broker
MARINER INDEPENDENTCRD#: 305418 Livingston, NJ
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2021 - 2023 (1 year)IAMARINER INDEPENDENT (CRD# 305418)2023 - Present (1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2000 - 2021 (21 years)IALPL FINANCIAL LLC (CRD# 6413)2022 - 2023 (1 year)
License(s)

State Registrations

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New Jersey 5/15/2023
Current Registration(s)
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MARINER INDEPENDENT (CRD#:305418)
Livingston, NJ
Registered with this firm since 5/15/2023
Previous Registration(s)
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 02/09/2022 - 05/22/2023 LPL FINANCIAL LLC (CRD#:6413) CHESTER, NJ
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 11/04/2021 - 05/22/2023 LPL FINANCIAL LLC (CRD#:6413) CHESTER, NJ
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 11/09/2021 - 05/15/2023 GLADSTONE WEALTH PARTNERS (CRD#:250787) Chester, NJ
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 10/24/2000 - 12/02/2021 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.