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Suzette Tejeda
SUZETTE HERRIN DIEBRA, MICHELE SUZETTE HERRIN, SUZETTE H TEJEDA, SUZETTE H. TEJEDA, SUZETTE HERRIN TEJEDA
CRD#: 2575676
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - Present (5 years)BRBC CAPITAL MARKETS CORPORATION (CRD# 31194)2007 - 2010 (2 years)BSOUTHWEST SECURITIES, INC. (CRD# 6220)2006 - 2007 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2004 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - 2002 (1 year)BUNITED AMERICAN INTERNATIONAL,... (CRD# 30922)1998 - 2000 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (1 year)
License(s)

State Registrations

B
Alabama 3/12/2020

B
Montana 2/14/2022

B
Alaska 6/11/2024

B
Nebraska 6/11/2024

B
Arizona 3/4/2021

B
Nevada 6/11/2024

B
Arkansas 2/14/2022

B
New Jersey 2/14/2022

B
California 4/16/2021

B
New Mexico 10/11/2022

B
Colorado 9/9/2021

B
New York 6/11/2024

B
Connecticut 11/1/2024

B
North Carolina 2/14/2022

B
Delaware 6/11/2024

B
Ohio 2/14/2022

B
District of Columbia 2/14/2022

B
Oklahoma 10/21/2021

B
Florida 2/14/2022

B
Oregon 11/2/2021

B
Georgia 10/24/2023

B
Pennsylvania 6/11/2024

B
Illinois 6/11/2024

B
Rhode Island 11/27/2023

B
Iowa 6/29/2023

B
South Carolina 6/11/2024

B
Kansas 10/7/2019

B
South Dakota 2/14/2022

B
Kentucky 6/11/2024

B
Tennessee 2/14/2022

B
Louisiana 4/16/2021

B
Texas 4/8/2019

B
Maine 4/16/2021

IA
Texas 4/8/2019

B
Maryland 2/14/2022

B
Utah 2/14/2022

B
Massachusetts 6/11/2024

B
Virginia 2/14/2022

B
Michigan 6/11/2024

B
Washington 2/14/2022

B
Minnesota 2/14/2022

B
Wisconsin 6/11/2024

B
Mississippi 12/22/2021

B
Wyoming 2/14/2022

B
Missouri 9/16/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 4/8/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 4/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
06/24/2016 - 05/03/2019 LPL FINANCIAL LLC (CRD#:6413) HOUSTON, TX
IA
07/28/2016 - 03/29/2019 SOVEREIGN WEALTH ADVISORS LLC (CRD#:188524) HOUSTON, TX
IA
01/27/2014 - 06/27/2016 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) HOUSTON, TX
B
01/24/2014 - 06/27/2016 BBVA SECURITIES INC. (CRD#:27060) HOUSTON, TX
IA
11/08/2010 - 01/15/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
08/23/2010 - 01/15/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
B
07/13/2007 - 05/21/2010 RBC CAPITAL MARKETS CORPORATION (CRD#:31194) HOUSTON, TX
B
05/25/2006 - 07/11/2007 SOUTHWEST SECURITIES, INC. (CRD#:6220) HOUSTON, TX
B
10/22/2002 - 06/11/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
06/29/2000 - 04/23/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/12/1998 - 07/26/2000 UNITED AMERICAN INTERNATIONAL, INC. (CRD#:30922) HOUSTON, TX
B
02/19/1997 - 03/09/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.