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Detailed Report
MARIELLEN KENYON
MARIELLEN PETERSON, MARIELLEN WARR
CRD#: 2575360
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 Boise, ID
Registration History
199820002002200420062008201020122014201620182020202220242026IAD.A. DAVIDSON & CO. (CRD# 199)2016 - Present (8 years)BD.A. DAVIDSON & CO. (CRD# 199)2012 - Present (12 years)BMORGAN STANLEY (CRD# 149777)2009 - 2013 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2009 (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2008 - 2008 (<1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (9 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2005 - 2007 (1 year)
License(s)

State Registrations

B
Idaho 12/20/2012
IA
Idaho 6/23/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
Boise, ID
Registered with this firm since 6/23/2016
B
D.A. DAVIDSON & CO. (CRD#:199)
Boise, ID
Registered with this firm since 12/20/2012
Previous Registration(s)
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B
 06/01/2009 - 01/14/2013 MORGAN STANLEY (CRD#:149777) BOISE, ID
B
 09/02/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOISE, ID
B
 01/01/2008 - 08/26/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) BOISE, ID
B
 12/09/1998 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BOISE, ID
IA
 08/15/2005 - 06/19/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) BOISE, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.