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Detailed Report
PATRICK ARTHUR HUGE
CRD#: 2575303
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1747 Pennsylvania Avenue NW
Washington, DC 20006
Registration History
19952000200520102015202020252 FIRMS2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2020 (22 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1995 - 1997 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2020 (22 years)
License(s)

State Registrations

B
California 3/5/2020
B
Maryland 3/5/2020
B
Colorado 3/5/2020
B
New Hampshire 3/5/2020
B
Connecticut 3/5/2020
B
New Jersey 3/5/2020
B
Delaware 2/3/2021
B
North Carolina 3/10/2020
B
District of Columbia 3/5/2020
B
South Carolina 3/5/2020
IA
District of Columbia 3/9/2020
B
Tennessee 9/22/2022
B
Florida 3/5/2020
B
Texas 3/5/2020
B
Hawaii 5/23/2023
IA
Texas 3/5/2020
B
Indiana 8/27/2020
B
Virginia 3/5/2020
B
Iowa 3/5/2020
IA
Virginia 2/11/2022
B
Kentucky 3/5/2020
B
West Virginia 3/5/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1747 Pennsylvania Avenue NW, Washington, DC 20006
Registered with this firm since 3/5/2020
B
MORGAN STANLEY (CRD#:149777)
1747 Pennsylvania Avenue NW, Washington, DC 20006
Registered with this firm since 3/5/2020
Previous Registration(s)
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IA
 01/16/1998 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RESTON, VA
B
 12/05/1997 - 03/06/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RESTON, VA
B
 02/17/1995 - 12/12/1997 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.