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JAMES R SEVILLA
JAMES R SEVILA, JIM R SEVILA, JAMES RICHARD SEVILLA, JIM RICHARD SEVILLA
CRD#: 2575184
IA
Investment Adviser
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Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3075 TOWNSGATE ROAD
SUITE 300
WESTLAKE VILLAGE, CA 91361
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2004 (6 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2004 (5 years)
License(s)

State Registrations

B
Arizona 12/12/2016

B
Nevada 6/12/2009

B
California 6/12/2009

B
New York 4/8/2022

IA
California 6/15/2009

B
Oregon 6/2/2015

B
Louisiana 10/9/2018

B
Tennessee 6/12/2009

B
Massachusetts 4/8/2022

IA
Texas 9/30/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/15/2009

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3075 TOWNSGATE ROAD SUITE 300, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/12/2009

Previous Registration(s)
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06/01/2009 - 06/23/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WOODLAND HILLS, CA
B
06/01/2009 - 06/23/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WOODLAND HILLS, CA
IA
03/01/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
B
03/01/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) WOODLAND HILLS, CA
IA
08/24/1998 - 03/02/2004 MORGAN STANLEY (CRD#:7556) WOODLAND HLS, CA
B
12/22/1997 - 03/02/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.