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SHANE EDWARD CLONINGER
CRD#: 2575096
IA
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LPL FINANCIAL LLCCRD#: 6413 1417 116TH AVE NE #202
BELLEVUE, WA 98004
BELLEVUE, WA 98004
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Disclosures
26
Years of Experience
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State Registrations
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Arizona 3/6/2023
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Montana 3/6/2023
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California 3/6/2023
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Nevada 6/10/2024
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Colorado 3/16/2023
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Nevada 6/10/2024
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Florida 3/29/2023
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Oregon 3/6/2023
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Georgia 3/6/2023
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Pennsylvania 11/10/2023
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Hawaii 3/6/2023
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Texas 3/6/2023
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Idaho 3/29/2023
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Texas 3/6/2023
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Illinois 3/6/2023
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Utah 3/6/2023
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Indiana 10/29/2024
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Washington 3/6/2023
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Maryland 3/6/2023
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Washington 3/6/2023
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Massachusetts 3/6/2023
SRO Registrations
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Registered with this firm since 3/6/2023
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Registered with this firm since 3/6/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2009 - 03/08/2023 | BELLEVUE, WA | |
B | 12/03/2007 - 03/08/2023 | BELLEVUE, WA | |
B | 01/15/2007 - 12/03/2007 | BURLINGTON, WA | |
B | 01/26/2005 - 08/16/2005 | SHELTON, CT | |
B | 11/26/2003 - 01/12/2005 | KANNAPOLIS, NC | |
B | 06/26/2001 - 09/30/2003 | WELLESLEY HILLS, MA | |
B | 08/02/2000 - 06/05/2001 | SEATTLE, WA | |
B | 11/02/1999 - 04/07/2000 | CHARLOTTE, NC | |
B | 09/03/1997 - 11/01/1999 | JERSEY CITY, NJ | |
B | 08/29/1996 - 11/05/1996 | OAKDALE, MN | |
B | 03/13/1995 - 04/10/1996 | SHELTON, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.