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MARK PAUL ADER
MARK P ADER
CRD#: 2575007
IA
B
OSAIC WEALTH, INC.CRD#: 23131 28411 NORTHWESTERN HWY
SUITE 1300
SOUTHFIELD, MI 48034
SUITE 1300
SOUTHFIELD, MI 48034
0
Disclosures
30
Years of Experience
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State Registrations
B
Arizona 2/4/2025
B
Michigan 11/2/2018
B
California 9/7/2023
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Michigan 11/2/2018
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Florida 11/2/2018
B
Ohio 1/9/2019
B
Hawaii 11/2/2018
B
Tennessee 5/1/2023
B
Illinois 5/17/2019
B
Texas 4/6/2022
B
Kentucky 8/25/2021
SRO Registrations
B
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Registered with this firm since 11/2/2018
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/04/2010 - 11/02/2018 | SOUTHFIELD, MI | |
B | 03/21/1995 - 11/02/2018 | SOUTHFIELD, MI | |
B | 03/21/1995 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.